Question 1

Privacy

Question 2

Form CRS and other Regulatory Disclosures

Accepted Answer

Van Clemens & Co., Inc.

Van Clemens Wealth Management, LLC

Question 3

Corporate Entities and Important Disclosures

Accepted Answer

Van Clemens Financial, Inc. is a financial services company primarily engaged in business through its subsidiaries listed below, and provides broker-dealer, advisory and wealth management, insurance, and tax and accounting services.

Investment advisory and wealth management products and services are offered through Van Clemens Wealth Management, an investment adviser registered with the Securities and Exchange Commission.

Securities and brokerage services offered by Van Clemens & Co. Member FINRA and SIPC.

Van Clemens & Co. Inc. is registered with the Municipal Securities Rulemaking Board (MSRB). The MSRB makes available at its website, http://www.msrb.org,(http://www.msrb.org/) an investor brochure, which describes the protections that may be provided by the MSRB, and how to file a complaint regarding municipal securities with the appropriate regulatory authority.

Van Clemens Insurance Associates LLC is licensed as an insurance agency that provides insurance products through various insurance companies.

Van Clemens Accounting Associates provides tax management and accounting services to individuals and businesses.

Van Clemens business continuity planning

At Van Clemens, we believe business continuity is essential to deliver superior services to our clients. We have a business continuity plan that covers operations performed by all our entities. We are committed to protecting our clients’ assets and providing continuous service and support. Our business continuity plan includes facilities, technology, applications, data and processes.

Fees and Costs
This disclosure applies to brokerage accounts held at RBC Custody & Clearing. It includes details on account and services fees, as well as commission and transaction costs. All fees and commissions are subject to change.

Disclosures

Van Clemens Financial

info@vanclemens.com

Phone: (612) 758-9140

Fax: (612) 758-9199

To check the background of this firm or a representative client here: FINRA BrokerCheck